Articles

Saving for College? Here’s Why You Should Consider a 529 Plan

Articles, College Planning

Saving for College? Here’s Why You Should Consider a 529 Plan

By Katie Burke / September 20, 2021

Have you ever weighed up the return on investment that comes with having a college degree? Or why saving for […]

Looking After Your Health: A Vital Part of Your Financial Plan

Articles, Health & Wellness

Looking After Your Health: A Vital Part of Your Financial Plan

By Katie Burke / August 4, 2021

How do you imagine your retirement? I’m sure you see yourself aging gracefully, a picture of health and happiness, right?

The Next Door Millionaire, or How to Grow Rich Gracefully

Articles, Financial Planning

The Next Door Millionaire, or How to Grow Rich Gracefully

By Katie Burke / July 5, 2021

Did you know that there are 20.2 million millionaires in America? That’s about one in every 16 people. Isn’t that

Expanding Women’s Financial Horizons: Do Women Make Good Investors?

Articles, Investment Management

Expanding Women’s Financial Horizons: Do Women Make Good Investors?

By Katie Burke / June 1, 2021

In today’s world there is increasingly less space for stereotypes. You can feel it in all the little movements; little

How to Help Your Finances Recover After a Difficult Year

Articles, Financial Planning

How to Help Your Finances Recover After a Difficult Year

By Katie Burke / May 4, 2021

Right about now, most of us are likely to be just about finishing up filing our taxes for 2020. In

Why It’s Essential to Align Your Career and Your Financial Plan

Articles, Financial Planning

Why It’s Essential to Align Your Career and Your Financial Plan

By Katie Burke / April 9, 2021

When I first meet clients, they’re excited to talk about those big important aspects of financial planning. Our conversations will

How to Teach Kids of All Ages About Money

Articles, Financial Planning

How to Teach Kids of All Ages About Money

By Katie Burke / March 1, 2021

Your kids are learning from you all the time, no matter their age. We teach our young kids how to

Don’t Wait Until It’s Too Late: The Importance of an Estate Plan

Articles, Estate Planning

Don’t Wait Until It’s Too Late: The Importance of an Estate Plan

By Katie Burke / February 4, 2021

The night before undergoing emergency surgery, I was lying in a hospital bed surrounded by beeping machines and the constant

Financial Goals: Three Steps To Achieve Them

Articles, Financial Planning

Financial Goals: Three Steps To Achieve Them

By Katie Burke / January 4, 2021

And just like that, another year begins! Cast your mind back to the beginning of 2020. The world looked like

Financial Moves To Make Before The Year End

Articles, Financial Planning

Financial Moves To Make Before The Year End

By Katie Burke / December 7, 2020

Oh my – who can’t wait to see the back of 2020?! I think we can all agree that it’s

Privacy Notice

We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account.

Categories of Information We May Collect

In the normal course of business, we may collect the following types of information:

Information you provide in the subscription documents and other forms (including name, address, social security number, date of birth, income and other financial-related information); and
Data about your transactions with us (such as the types of investments you have made and your account status).

How We Use Your Information That We Collect

Any and all nonpublic personal information that we receive with respect to our clients who are natural persons is not shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic personal information listed above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors and our legal advisor. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons.

Confidentiality and Security

We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein.