Articles

Articles, College Planning, Financial Planning

Grandparents and 529 Plans: What You Need to Know

By Katie Burke / December 19, 2022

529 plans have become a popular tool for parents and grandparents who are hoping to help their next generation with […]

Articles, Financial Planning

3 Year-End Tax Considerations

By Katie Burke / December 2, 2022

The end of the year is quickly approaching. And while that means holiday soirees, family meals, and an overall attitude

Articles, Financial Planning

10 Smart Financial Moves for New Families

By Katie Burke / October 13, 2022

Congratulations on your new addition! Becoming a parent is one of the most rewarding things you will ever do. But

Articles, Financial Planning

Plan Responsibly: How Your HSA Can Help You Achieve Financial Success

By Katie Burke / September 14, 2022

It’s no secret that healthcare costs are on the rise. In fact, a recent study by Fidelity showed that the

Articles, Financial Planning

Family CFO: 3 Ways a Financial Advisor Can Help You Plan, Save, and Invest

By Katie Burke / August 16, 2022

It’s no secret that the last two and a half years have been tough. From the pandemic to the economy,

Articles, Investment Management

Getting the Good out of a Volatile Market

By Katie Burke / July 21, 2022

Staying calm and refraining from making rash decisions are the two most critical things to keep in mind when facing

The Importance of Knowing Your Money Mindset

Articles, Money Mindset

The Importance of Knowing Your Money Mindset

By Katie Burke / March 7, 2022

Money may involve percentages and compound interest, savings scenarios and formulas, but the logical comfort of math does not make

Tax Season Part 2: Smart Ways to Manage Taxable Accounts

Articles, Taxes

Tax Season Part 2: Smart Ways to Manage Taxable Accounts

By Katie Burke / February 14, 2022

Tax season is about more than just reluctantly handing over hard-earned dollars to Uncle Sam. It is also a time

Tax Season Part 1: Get All Your Ducks in a Row

Articles, Taxes

Tax Season Part 1: Get All Your Ducks in a Row

By Katie Burke / January 31, 2022

Tax Day – for many, possibly one of the most loathed entries on the annual calendar – usually falls on

Setting Financial Goals: Taking Stock and Plotting New Paths

Articles, Financial Planning

Setting Financial Goals: Taking Stock and Plotting New Paths

By Katie Burke / December 1, 2021

Every year, at roughly this time, financial planners and wealth management professionals encourage clients to sit down and undertake a

Privacy Notice

We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account.

Categories of Information We May Collect

In the normal course of business, we may collect the following types of information:

Information you provide in the subscription documents and other forms (including name, address, social security number, date of birth, income and other financial-related information); and
Data about your transactions with us (such as the types of investments you have made and your account status).

How We Use Your Information That We Collect

Any and all nonpublic personal information that we receive with respect to our clients who are natural persons is not shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic personal information listed above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors and our legal advisor. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons.

Confidentiality and Security

We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein.