Articles

Articles, Financial Planning, Retirement Planning

The Gift of Financial Literacy – Books for the Whole Family

By Katie Burke / December 19, 2023

In a world where money matters for everyone, understanding finances is key to navigating life’s challenges. During this season of […]

Articles, Financial Planning, Retirement Planning

Catching Up on Catch-Up Contributions

By Katie Burke / September 25, 2023

A catch-up contribution is a retirement savings contribution that allows people aged 50 or older to make additional contributions to

Articles, Financial Planning

Launching Financially Fit College Students

By Katie Burke / August 21, 2023

As high school students begin to think about their future beyond graduation, preparing for college becomes a significant milestone for

Articles, Financial Planning

Understanding the Basics of Stock Options

By Katie Burke / June 19, 2023

Have you heard those stories about startup founders striking it rich after their company went public? Turns out, stock options

Articles, Estate Planning

Let’s Talk Trusts

By Katie Burke / May 16, 2023

While creating a will is essential for your family’s future and ensures that your assets are distributed according to your

FDIC Insurance: What is it and how does it work?

By Katie Burke / March 21, 2023

Insurance is an important piece of our lives. We need it to protect our family in case something happens to

Articles, College Planning, Financial Planning

SECURE 2.0 Act: What it Means for 529 Plan Funds

By Katie Burke / February 20, 2023

Americans saving in a 529 college savings plan will be able to roll over unused plan funds into the beneficiary’s

Articles, Financial Planning

Financial Resolutions for Your Family

By Katie Burke / January 24, 2023

Families can make financial new year’s resolutions by involving all members, including kids, in the goal-setting process. For example, you

Articles, College Planning, Financial Planning

Grandparents and 529 Plans: What You Need to Know

By Katie Burke / December 19, 2022

529 plans have become a popular tool for parents and grandparents who are hoping to help their next generation with

Articles, Financial Planning

3 Year-End Tax Considerations

By Katie Burke / December 2, 2022

The end of the year is quickly approaching. And while that means holiday soirees, family meals, and an overall attitude

Privacy Notice

We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account.

Categories of Information We May Collect

In the normal course of business, we may collect the following types of information:

Information you provide in the subscription documents and other forms (including name, address, social security number, date of birth, income and other financial-related information); and
Data about your transactions with us (such as the types of investments you have made and your account status).

How We Use Your Information That We Collect

Any and all nonpublic personal information that we receive with respect to our clients who are natural persons is not shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic personal information listed above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors and our legal advisor. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons.

Confidentiality and Security

We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein.